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Amherst Securities Group LP considers client privacy as its
utmost concern. In order to provide clients with individualized
service, Amherst Securities Group LP shall collect certain nonpublic personal information
about its clients from information provided on applications
or other forms, and information about account transactions
with Amherst Securities Group LP . Amherst Securities Group LP may also collect such information through
account inquiries by mail, email, or telephone.
Amherst Securities Group LP shall not disclose any
nonpublic personal information about its clients to anyone,
except as permitted by law. So that Amherst Securities Group LP can continue to offer products and services
that best meet the client’s investing needs, and
to effect transactions that are requested or authorized,
Amherst Securities Group LP may disclose collected
information to companies that perform administrative,
custodial and/or transactional services, such as clearing
firms, transfer agents, or printers/mailers that assist
Amherst Securities Group LP in the distribution of
investor materials. These companies will utilize this
information only for the designated services which they
have been requested, and are not permitted by Amherst Securities Group LP to share this information for
any other purpose.
If a client decides at any point either to close the
account(s) or to become an inactive customer, Amherst Securities Group LP shall continue to adhere to
the privacy policies and practices described herein.
With regard to internal security procedures, Amherst Securities Group LP shall restrict access to personal
and account information to those employees who need
to know that information to service the account. Amherst Securities Group LP shall maintain physical, electronic
and procedural safeguards to protect client nonpublic
personal information.
Last updated on July 16, 2001
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